Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AgFe LLP

    FRN 563833

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (18 May 2012 to 8 Dec 2019)
    • CF30 Customer (18 May 2012 to 10 Mar 2019)
  • AgFe AR Limited (no longer approved here)

    FRN 581743

    • Employed By (24 Apr 2014 to 10 Mar 2019)
  • Neuberger Berman Europe Limited (no longer approved here)

    FRN 442488

    • CF30 Customer (3 Feb 2009 to 6 Apr 2009)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 2 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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