Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
33-34 Alfred Place2nd FloorLondonWC1E 7DPUNITED KINGDOM- Phone
- +442032195007
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Complaints Contact
33-34 Alfred Place2nd FloorLondonWC1E 7DPUNITED KINGDOM- Phone
- +442032195007
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Liam Padraig Neville
IRN LXN00107
- [FCA CF] Client dealing (since 7 Jun 2023)
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Madeleine Greene
IRN MXG02653
- CF30 Customer (16 Nov 2017 to 22 Jun 2018)
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Matthew James Longhurst
IRN MJL01318
- CF30 Customer (27 Nov 2013 to 22 Jan 2016)
- CF4 Partner (22 Nov 2013 to 22 Jan 2016)
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Matthias Marco Tietze
IRN MMT00027
- CF30 Customer (18 May 2012 to 1 Apr 2014)
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Michele Bisceglia
IRN MXB03803
- [FCA CF] Client dealing (9 Dec 2019 to 8 Mar 2023)
- CF4 Partner (28 Jun 2019 to 6 Dec 2019)
- CF30 Customer (29 Feb 2016 to 8 Dec 2019)
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Miles Hugo Rutherford Duckworth
IRN MXD00384
- [FCA CF] Client dealing (4 Aug 2021 to 24 Sep 2021)
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Monika De La Celle
IRN MXG00500
- [FCA CF] Client dealing (since 19 Jul 2022)
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Muhammad Usman Mughal
IRN MUM01008
- CF30 Customer (25 May 2016 to 17 May 2017)
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Mustapha Zahi
IRN MXZ01093
- CF30 Customer (18 May 2012 to 9 Jun 2014)
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Natalie Eve Howard
IRN NEH01008
- CF30 Customer (18 May 2012 to 20 Jul 2018)
- CF4 Partner (18 May 2012 to 20 Jul 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.