AgFe LLP

Date authorised
24 September 2012
Companies House
OC356652
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33-34 Alfred Place
    2nd Floor
    London
    WC1E 7DP
    UNITED KINGDOM
    Phone
    +442032195007
    Web
    https://www.agfe.com

  • Complaints Contact

    33-34 Alfred Place
    2nd Floor
    London
    WC1E 7DP
    UNITED KINGDOM
    Phone
    +442032195007

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nathan Alexander Sage

    IRN NXS00567

    • [FCA CF] Client dealing (12 Oct 2023 to 17 Jun 2025)
  • Paul Daniel Rolles

    IRN PDR01043

    • Director of firm who is not a certification employee or a SMF manager (since 1 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Aug 2023)
    • CF1 Director (AR) (7 May 2014 to 10 Mar 2019)
    • CF3 Chief Executive (8 Jun 2012 to 8 Dec 2019)
    • CF30 Customer (18 May 2012 to 10 Mar 2019)
  • Paul Roderick Loukes

    IRN PRL01033

    • CF30 Customer (18 May 2012 to 8 Apr 2014)
    • CF4 Partner (18 May 2012 to 21 May 2012)
  • Philip John Pearson

    IRN PJP01096

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Feb 2020)
    • CF4 Partner (18 May 2012 to 6 Dec 2019)
    • CF30 Customer (18 May 2012 to 8 Dec 2019)
  • Rachel Gudrun Steele

    IRN RGS01126

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (8 May 2014 to 8 Dec 2019)
    • CF1 Director (AR) (8 May 2014 to 10 Mar 2019)
    • CF10 Compliance Oversight (18 May 2012 to 8 Dec 2019)
    • CF4 Partner (18 May 2012 to 8 Dec 2019)
  • Richard William Atterbury

    IRN RWA01010

    • SMF27 Partner (9 Dec 2019 to 1 Aug 2023)
    • CF30 Customer (18 May 2012 to 8 Dec 2019)
    • CF4 Partner (18 May 2012 to 8 Dec 2019)
  • Robin Michaels

    IRN RXM01351

    • CF30 Customer (18 May 2012 to 22 Aug 2014)
    • CF4 Partner (18 May 2012 to 22 Aug 2014)
  • Romano Paredes

    IRN RXP01250

    • CF30 Customer (22 May 2012 to 15 Jun 2012)
  • Sanket Kamalkumar Toshniwal

    IRN SXT55931

    • [FCA CF] Client dealing (1 Jun 2020 to 16 Jun 2021)
  • Sebastian Torrado

    IRN SXT00032

    • [FCA CF] Client dealing (1 Jun 2020 to 1 Jul 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • AgFe AR Limited (no longer appointed)

    FRN 581743 · Appointed 22 May 2012 · Until 10 Mar 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.