Paul Daniel Rolles

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AgFe LLP

    FRN 563833

    • Director of firm who is not a certification employee or a SMF manager (since 1 Aug 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2023)
    • CF1 Director (AR) (7 May 2014 to 10 Mar 2019)
    • CF3 Chief Executive (8 Jun 2012 to 8 Dec 2019)
    • CF30 Customer (18 May 2012 to 10 Mar 2019)
  • AgFe AR Limited (no longer approved here)

    FRN 581743

    • Employed By (7 May 2014 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 12 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.