Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AgFe LLP
FRN 563833
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF1 Director (AR) (8 May 2014 to 10 Mar 2019)
- CF11 Money Laundering Reporting (8 May 2014 to 8 Dec 2019)
- CF4 Partner (18 May 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (18 May 2012 to 8 Dec 2019)
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- CF2 Non Executive Director (AR) (24 Mar 2016 to 9 Oct 2017)
- CF2 Non Executive Director (17 Mar 2016 to 18 Mar 2016)
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- Employed By (8 May 2014 to 10 Mar 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.