Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (7 Feb 2017 to 8 Dec 2019)
  • AgFe LLP (no longer approved here)

    FRN 563833

    • SMF27 Partner (9 Dec 2019 to 1 Aug 2023)
    • CF30 Customer (18 May 2012 to 8 Dec 2019)
    • CF4 Partner (18 May 2012 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2008 to 30 Apr 2009)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.