Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- [FCA CF] Client dealing (since 9 Oct 2023)
- CF30 Customer (since 16 Jun 2023)
- CF1 Director (AR) (since 16 Jun 2023)
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Five Sigma Finance Limited
FRN 997972
- (2)Employed By (since 16 Jun 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 8 Mar 2023)
- CF4 Partner (28 Jun 2019 to 6 Dec 2019)
- CF30 Customer (29 Feb 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.