Sberbank CIB (UK) Limited

• Principal Place of Business

  85 Fleet Street

  London

  EC4Y 1AE

  UNITED KINGDOM

  Phone

  +4402075833257

  Web

  https://www.sberbank-cib.co.uk

• Complaints Contact

  85 Fleet Street

  -

  London

  EC4Y 1AE

  UNITED KINGDOM

  Phone

  +4402075833257

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sophie Elizabeth Kucerov

  IRN SXM01546

  • CF30 Customer (24 May 2013 to 23 Feb 2015)
• Stanislav Valeryevich Platonov

  IRN SVP01009

  • CF30 Customer (26 Jun 2009 to 15 Feb 2013)
• Stephen Benedict Cohen

  IRN SBC01017

  • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
  • CF27 Investment Management (22 Dec 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (29 Nov 2005 to 31 Oct 2007)
• Stephen Gary Kale

  IRN SGK01009

  • CF30 Customer (14 May 2012 to 26 Feb 2015)
• Steven George Boult

  IRN SGB01046

  • CF28 Systems and controls (1 Nov 2007 to 5 Feb 2008)
  • CF11 Money Laundering Reporting (8 Dec 2006 to 5 Feb 2008)
  • CF10 Compliance Oversight (8 Dec 2006 to 5 Feb 2008)
  • CF13 Finance (8 Dec 2006 to 31 Oct 2007)
• Svetlana Gherzi

  IRN SXG01597

  • CF30 Customer (23 Jul 2008 to 5 Nov 2008)
• Svetlana Lokhova

  IRN SXL01389

  • CF30 Customer (16 Apr 2008 to 12 Mar 2010)
• Teodaro Stefanova Spasova

  IRN TXS03640

  • [FCA CF] Client dealing (2 Feb 2021 to 31 Mar 2022)
• Thomas Alex Levinson

  IRN TAL01028

  • [FCA CF] Client dealing (9 Mar 2020 to 31 Mar 2022)
  • CF30 Customer (19 Apr 2017 to 8 Dec 2019)
• Tracy Frampton

  IRN TEF01004

  • CF21 Investment Adviser (2 Nov 2004 to 4 Oct 2006)

No changes recorded yet.