Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • SMF16 Compliance Oversight (8 Oct 2024 to 6 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Oct 2024 to 6 Oct 2025)
    • SMF4 Chief Risk (8 Oct 2024 to 6 Oct 2025)
  • King & Shaxson Asset Management Limited (no longer approved here)

    FRN 823315

    • SMF16 Compliance Oversight (8 Oct 2024 to 6 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Oct 2024 to 6 Oct 2025)
    • SMF4 Chief Risk (8 Oct 2024 to 6 Oct 2025)
  • Bank of Beirut (UK) Ltd (no longer approved here)

    FRN 219523

    • SMF16 Compliance Oversight (7 Mar 2016 to 13 Dec 2016)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 13 Dec 2016)
    • SMF4 Chief Risk (7 Mar 2016 to 13 Dec 2016)
    • CF28 Systems and controls (18 Nov 2015 to 6 Mar 2016)
    • CF10 Compliance Oversight (1 Dec 2014 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (1 Dec 2014 to 6 Mar 2016)
  • Sberbank CIB (UK) Limited (no longer approved here)

    FRN 228551

    • CF28 Systems and controls (1 Nov 2007 to 5 Feb 2008)
    • CF11 Money Laundering Reporting (8 Dec 2006 to 5 Feb 2008)
    • CF13 Finance (8 Dec 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (8 Dec 2006 to 5 Feb 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.