Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (8 Oct 2024 to 6 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (8 Oct 2024 to 6 Oct 2025)
- SMF4 Chief Risk (8 Oct 2024 to 6 Oct 2025)
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- SMF16 Compliance Oversight (8 Oct 2024 to 6 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (8 Oct 2024 to 6 Oct 2025)
- SMF4 Chief Risk (8 Oct 2024 to 6 Oct 2025)
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- SMF16 Compliance Oversight (7 Mar 2016 to 13 Dec 2016)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 13 Dec 2016)
- SMF4 Chief Risk (7 Mar 2016 to 13 Dec 2016)
- CF28 Systems and controls (18 Nov 2015 to 6 Mar 2016)
- CF10 Compliance Oversight (1 Dec 2014 to 6 Mar 2016)
- CF11 Money Laundering Reporting (1 Dec 2014 to 6 Mar 2016)
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- CF28 Systems and controls (1 Nov 2007 to 5 Feb 2008)
- CF11 Money Laundering Reporting (8 Dec 2006 to 5 Feb 2008)
- CF13 Finance (8 Dec 2006 to 31 Oct 2007)
- CF10 Compliance Oversight (8 Dec 2006 to 5 Feb 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.