Tracy Frampton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FirstRand Bank Limited (no longer approved here)

    FRN 476154

    • [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2022)
    • CF30 Customer (14 Apr 2011 to 6 Mar 2016)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (1 Nov 2007 to 31 Jan 2011)
    • CF21 Investment Adviser (18 Oct 2007 to 31 Oct 2007)
  • Sberbank CIB (UK) Limited (no longer approved here)

    FRN 228551

    • CF21 Investment Adviser (2 Nov 2004 to 4 Oct 2006)
  • VTB Capital plc (no longer approved here)

    FRN 144003

    • CF21 Investment Adviser (1 Sep 2003 to 17 Sep 2004)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.