Sophie Elizabeth Kucerov

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SMBC Nikko Capital Markets Limited
FRN 171935
- [FCA CF] Client dealing (since 9 Feb 2026)
- [FCA CF] Client dealing (26 Mar 2025 to 31 Mar 2025)
SMBC Bank International plc
FRN 223304
- [FCA CF] Client dealing (since 26 Mar 2025)
Daiwa Capital Markets Europe Limited (no longer approved here)
FRN 124490
- [FCA CF] Client dealing (9 Dec 2019 to 18 Dec 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2022)
- CF30 Customer (15 May 2015 to 8 Dec 2019)
Sberbank CIB (UK) Limited (no longer approved here)
FRN 228551
- CF30 Customer (24 May 2013 to 23 Feb 2015)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 Nov 2007 to 25 Feb 2013)
- CF21 Investment Adviser (23 Feb 2005 to 31 Oct 2007)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2004)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.