Stephen Benedict Cohen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Montanaro Asset Management Limited (no longer approved here)

    FRN 183211

    • CF1 Director (30 Oct 2009 to 1 Apr 2010)
    • CF30 Customer (3 Nov 2008 to 1 Apr 2010)
    • CF11 Money Laundering Reporting (3 Nov 2008 to 1 Apr 2010)
    • CF10 Compliance Oversight (3 Nov 2008 to 1 Apr 2010)
  • Sberbank CIB (UK) Limited (no longer approved here)

    FRN 228551

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF27 Investment Management (22 Dec 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (29 Nov 2005 to 31 Oct 2007)
  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2002)
    • CF1 Director (1 Dec 2001 to 31 Mar 2002)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF1 Director (1 Dec 2001 to 31 Mar 2002)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF1 Director (1 Dec 2001 to 31 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.