SARASIN ASSET MANAGEMENT LIMITED

• Principal Place of Business

  50 George Street

  London

  W1U 7DY

  UNITED KINGDOM

  Phone

  +4402070387000

  Web

  https://www.sarasinassetmanagement.com

• Complaints Contact

  50 George Street

  London

  W1U 7DY

  UNITED KINGDOM

  Phone

  +442070387276

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Eric Gerard Sarasin

  IRN EXS01122

  • CF2 Non Executive Director (1 Dec 2001 to 4 Jan 2005)
• Graeme David Ayton Bruce

  IRN GDB01085

  • [FCA CF] Client dealing (since 26 Mar 2021)
  • [FCA CF] Material risk taker (since 26 Mar 2021)
  • [FCA CF] Manager of certification employee (since 26 Mar 2021)
  • CF30 Customer (6 Jun 2014 to 8 Dec 2019)
• Guy Vincent Matthews

  IRN GVM01004

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 7 Mar 2008)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 9 Jan 2006)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Hadley Simons

  IRN HXS00091

  • SMF3 Executive Director (since 31 Jan 2024)
• Harveer Singh Mata

  IRN HSM01040

  • [FCA CF] Client dealing (since 30 Nov 2021)
• Helena Wakefield

  IRN HXW00071

  • [FCA CF] Client dealing (1 Apr 2021 to 16 Feb 2024)
• Helet Allanah Hill

  IRN HAD01039

  • [FCA CF] Client dealing (since 26 Mar 2021)
• Henrietta Coldman

  IRN HXC00124

  • [FCA CF] Client dealing (since 22 Apr 2021)
• Ian David Neville

  IRN IDN01005

  • [FCA CF] Client dealing (26 Mar 2021 to 24 Jan 2024)
  • [FCA CF] Algorithmic trading (26 Mar 2021 to 24 Jan 2024)
• Jamie Bendon

  IRN JGB01060

  • CF26 Customer Trading (25 Jul 2005 to 29 Jul 2005)

No changes recorded yet.