Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SARASIN ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 163584

    • [FCA CF] Algorithmic trading (26 Mar 2021 to 24 Jan 2024)
    • [FCA CF] Client dealing (26 Mar 2021 to 24 Jan 2024)
  • Sarasin & Partners LLP (no longer approved here)

    FRN 475111

    • [FCA CF] Client dealing (19 Feb 2021 to 24 Jan 2024)
    • [FCA CF] Algorithmic trading (19 Feb 2021 to 24 Jan 2024)
    • CF30 Customer (5 Jun 2019 to 8 Dec 2019)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF30 Customer (5 Apr 2013 to 10 Oct 2018)
    • CF26 Customer Trading (3 Feb 2005 to 28 Sep 2007)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF30 Customer (5 Apr 2013 to 10 Oct 2018)
    • CF26 Customer Trading (12 Jan 2006 to 28 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.