Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 26 Mar 2021)
    • [FCA CF] Material risk taker (since 26 Mar 2021)
    • [FCA CF] Client dealing (since 26 Mar 2021)
    • CF30 Customer (6 Jun 2014 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 19 Feb 2021)
    • [FCA CF] Client dealing (since 19 Feb 2021)
    • [FCA CF] Manager of certification employee (since 19 Feb 2021)
    • CF30 Customer (25 Oct 2013 to 8 Dec 2019)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF30 Customer (21 Jan 2013 to 16 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.