Hadley Simons

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SARASIN ASSET MANAGEMENT LIMITED
FRN 163584
- SMF3 Executive Director (since 31 Jan 2024)
Sarasin & Partners LLP
FRN 475111
- SMF27 Partner (since 2 May 2021)
- [FCA CF] Manager of certification employee (5 Mar 2021 to 2 May 2021)
- [FCA CF] Material risk taker (5 Mar 2021 to 2 May 2021)
- [FCA CF] Significant management (5 Mar 2021 to 2 May 2021)
Hertsmere Citizens Advice Bureau (no longer approved here)
FRN 617633
- Director of firm who is not a certification employee or a SMF manager (25 Jan 2023 to 1 Jan 2026)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.