Saranac Partners Limited

• Principal Place of Business

  16 St. James's Street

  London

  SW1A 1ER

  UNITED KINGDOM

  Phone

  +442075095700

  Web

  http://www.saranacpartners.com

• Complaints Contact

  16 St. James's Street

  London

  SW1A 1ER

  UNITED KINGDOM

  Phone

  +442075095700

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philip Mervyn Dench

  IRN PMD01051

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (3 May 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 May 2017 to 8 Dec 2019)
• Riccardo Pavoncelli

  IRN RXP01181

  • CF2 Non Executive Director (24 Jan 2019 to 8 Dec 2019)
• Richard David Antony Berliand

  IRN RDB01069

  • SMF9 Chair of the Governing Body (26 Aug 2022 to 2 Mar 2026)
  • CF2 Non Executive Director (3 May 2017 to 8 Dec 2019)
• Richard Graham Catherwood Smith

  IRN RGC01075

  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
  • CF1 Director (3 May 2017 to 8 Dec 2019)
• Robert Ieuan Crowter-Jones

  IRN RIC01055

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Jul 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Jul 2024)
  • CF30 Customer (3 May 2017 to 8 Dec 2019)
• Robert James Elliot

  IRN RJE01159

  • SMF9 Chair of the Governing Body (18 May 2020 to 1 Apr 2022)
  • CF2 Non Executive Director (3 May 2017 to 8 Dec 2019)
• Robert Rayner

  IRN RXR00152

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Rupert Charles Howard

  IRN RCH01054

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Dec 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Dec 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Dec 2023)
  • CF30 Customer (3 May 2017 to 8 Dec 2019)
• Rupert Watkins

  IRN RXW01537

  • CF30 Customer (2 Oct 2018 to 8 Dec 2019)
• Salah Alrawi

  IRN SXA01197

  • 3. Giving personal recommendations on derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 13. Giving personal recommendations on and dealing with derivatives
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 May 2019 to 8 Dec 2019)

No changes recorded yet.