Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 8 Dec 2023)
    • [FCA CF] Functions requiring qualifications (8 Dec 2023 to 30 Oct 2024)
  • Saranac Partners Limited (no longer approved here)

    FRN 763601

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Dec 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Dec 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Dec 2023)
    • CF30 Customer (3 May 2017 to 8 Dec 2019)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (24 Feb 2017 to 3 May 2017)
  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • CF30 Customer (1 Nov 2007 to 9 Mar 2012)
    • CF27 Investment Management (1 Jul 2003 to 31 Oct 2007)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF27 Investment Management (1 Dec 2001 to 23 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.