Saranac Partners Limited

• Principal Place of Business

  16 St. James's Street

  London

  SW1A 1ER

  UNITED KINGDOM

  Phone

  +442075095700

  Web

  http://www.saranacpartners.com

• Complaints Contact

  16 St. James's Street

  London

  SW1A 1ER

  UNITED KINGDOM

  Phone

  +442075095700

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sharon Johal

  IRN SXJ01148

  • [FCA CF] Material risk taker (since 3 Jul 2023)
• Shawn Gates

  IRN SWG01033

  • [PRA CF] Significant risk taker or Material risk taker (25 Jun 2025 to 15 Dec 2025)
  • [FCA CF] Manager of certification employee (19 Jun 2025 to 15 Dec 2025)
  • [FCA CF] Functions requiring qualifications (19 Jun 2025 to 15 Dec 2025)
  • [FCA CF] Material risk taker (19 Jun 2025 to 15 Dec 2025)
• Simon Latham

  IRN SXL02235

  • SMF3 Executive Director (17 Feb 2020 to 28 Mar 2025)
• Steven Thomas Edwards

  IRN SXE01215

  • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 31 Aug 2021)
• Suraj Harichandra Valand

  IRN SHV01005

  • 3. Giving personal recommendations on derivatives
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 13. Giving personal recommendations on and dealing with derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (28 Sep 2017 to 8 Dec 2019)
• Tanvi Prafulchandra Davda

  IRN TPD01024

  • SMF3 Executive Director (6 May 2020 to 1 Jul 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 1 Jul 2021)
  • CF3 Chief Executive (17 Jul 2018 to 8 Dec 2019)
  • CF1 Director (3 May 2017 to 17 Jul 2018)
• Thomas Edward Spencer

  IRN TXS02088

  • 13. Giving personal recommendations on and dealing with derivatives
  • 3. Giving personal recommendations on derivatives
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Nov 2017 to 8 Dec 2019)
• Thomas Llewellyn Kalaris

  IRN TLK01005

  • [FCA CF] Functions requiring qualifications (13 Jul 2020 to 20 Sep 2024)
  • [FCA CF] Client dealing (13 Jul 2020 to 20 Sep 2024)
• Timothy Michael Frost

  IRN TXF00088

  • SMF3 Executive Director (since 20 Feb 2025)
• Yannick Anipah Khomia Koffigan

  IRN YAK01005

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jun 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2022)
  • CF30 Customer (26 Apr 2019 to 8 Dec 2019)

No changes recorded yet.