Shawn Gates

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saranac Partners Limited (no longer approved here)

    FRN 763601

    • [PRA CF] Significant risk taker or Material risk taker (25 Jun 2025 to 15 Dec 2025)
    • [FCA CF] Functions requiring qualifications (19 Jun 2025 to 15 Dec 2025)
    • [FCA CF] Manager of certification employee (19 Jun 2025 to 15 Dec 2025)
    • [FCA CF] Material risk taker (19 Jun 2025 to 15 Dec 2025)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF30 Customer (13 Mar 2020 to 30 Sep 2020)
    • CF4 Partner (AR) (6 Jun 2016 to 19 Feb 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (19 Aug 2014 to 16 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.