Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 31 Aug 2021)
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- CF30 Customer (17 Mar 2014 to 6 Jan 2016)
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- CF30 Customer (26 May 2009 to 13 Dec 2009)
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- CF30 Customer (26 May 2009 to 13 Dec 2009)
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- CF30 Customer (1 Nov 2007 to 30 Dec 2009)
- CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
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- CF23 Corporate Finance Adviser (4 Oct 2005 to 2 May 2007)
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- CF23 Corporate Finance Adviser (16 Jun 2005 to 2 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.