Santander Financial Services plc

• Principal Place of Business

  Santander Financial Services plc

  2-3 Triton Square

  London

  Camden

  NW1 3AN

  UNITED KINGDOM

  Phone

  +4408000842888

  Web

  https://www.santanderinternational.co.uk

• Complaints Contact

  13-15 Charing Cross

  St. Helier

  Jersey

  JE2 3RP

  CHANNEL ISLANDS

  Phone

  +4401624641888

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

  Show 2 limitations Hide limitations

  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Jaime Ramon Astarloa

  IRN JXA01310

  • CF3 Chief Executive (5 Mar 2008 to 11 May 2009)
  • CF1 Director (5 Mar 2008 to 11 May 2009)
  • CF29 Significant management (18 Dec 2007 to 5 Mar 2008)
• James Angus Williamson

  IRN JXW01750

  • [FCA CF] Significant management (7 Mar 2016 to 1 Aug 2018)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Aug 2018)
  • [FCA CF] Client dealing (7 Mar 2016 to 1 Aug 2018)
  • [FCA CF] Algorithmic trading (7 Mar 2016 to 1 Aug 2018)
  • [FCA CF] Proprietary trader (7 Mar 2016 to 1 Aug 2018)
  • CF30 Customer (18 Oct 2013 to 6 Mar 2016)
• James Brown

  IRN JDB01113

  • [FCA CF] Proprietary trader (since 9 Jan 2023)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Proprietary trader (7 Mar 2016 to 16 Dec 2018)
  • CF30 Customer (16 Mar 2009 to 6 Mar 2016)
• James Chowne

  IRN JRC01202

  • [FCA CF] Proprietary trader (since 9 Jan 2023)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Proprietary trader (7 Mar 2016 to 16 Dec 2018)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (13 Apr 2005 to 31 Oct 2007)
• James David Frew

  IRN JDF01046

  • CF30 Customer (1 Nov 2007 to 1 Feb 2010)
  • CF21 Investment Adviser (18 Oct 2007 to 31 Oct 2007)
• James Douglas Loudon

  IRN JDL01033

  • CF27 Investment Management (12 Dec 2003 to 3 Sep 2004)
• James Edward Goodgame

  IRN JEG01082

  • CF30 Customer (26 Jun 2012 to 9 Dec 2013)
• James Hugh Charteris Mallinson

  IRN JHM01044

  • CF23 Corporate Finance Adviser (4 Jan 2002 to 22 Jul 2002)
• James Keith Pountney

  IRN JKP01006

  • SMF2 Chief Finance (since 9 Oct 2020)
  • SMF1 Chief Executive (since 9 Oct 2020)
  • SMF24 Chief Operations (since 9 Oct 2020)
  • [FCA CF] Material risk taker (19 Feb 2019 to 24 Nov 2020)
  • [FCA CF] Significant management (19 Feb 2019 to 24 Nov 2020)
  • [PRA CF] Significant risk taker or Material risk taker (19 Feb 2019 to 24 Nov 2020)
• James Long

  IRN JXL35618

  • [FCA CF] Significant management (19 Mar 2018 to 1 Dec 2019)

No changes recorded yet.