James Brown

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc

    FRN 106054

    • [FCA CF] Proprietary trader (since 9 Jan 2023)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 16 Dec 2018)
    • CF30 Customer (28 May 2010 to 6 Mar 2016)
  • Santander Financial Services plc

    FRN 146003

    • [FCA CF] Proprietary trader (since 9 Jan 2023)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 16 Dec 2018)
    • CF30 Customer (16 Mar 2009 to 6 Mar 2016)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Client dealing (7 Mar 2016 to 16 Dec 2018)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 16 Dec 2018)
    • CF30 Customer (14 Jun 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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