James Angus Williamson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of Nova Scotia

    FRN 141308

    • [FCA CF] Material risk taker (since 31 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 31 Mar 2025)
    • [FCA CF] Manager of certification employee (since 31 Mar 2025)
    • [FCA CF] Client dealing (since 5 Jun 2023)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Proprietary trader (7 Mar 2016 to 1 Aug 2018)
    • [FCA CF] Significant management (7 Mar 2016 to 1 Aug 2018)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Aug 2018)
    • [FCA CF] Algorithmic trading (7 Mar 2016 to 1 Aug 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Aug 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Aug 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Aug 2018)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Algorithmic trading (7 Mar 2016 to 17 Dec 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Jul 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 24 Jun 2020)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 1 Jul 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 1 Jul 2019)
    • CF30 Customer (18 Oct 2013 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (7 Mar 2016 to 1 Aug 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Aug 2018)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 1 Aug 2018)
    • [FCA CF] Significant management (7 Mar 2016 to 1 Aug 2018)
    • [FCA CF] Algorithmic trading (7 Mar 2016 to 1 Aug 2018)
    • CF30 Customer (18 Oct 2013 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF30 Customer (29 Jun 2009 to 28 Feb 2011)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (12 Nov 2008 to 28 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

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