James Keith Pountney

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander Financial Services plc

    FRN 146003

    • SMF1 Chief Executive (since 9 Oct 2020)
    • SMF24 Chief Operations (since 9 Oct 2020)
    • SMF2 Chief Finance (since 9 Oct 2020)
    • [PRA CF] Significant risk taker or Material risk taker (19 Feb 2019 to 24 Nov 2020)
    • [FCA CF] Material risk taker (19 Feb 2019 to 24 Nov 2020)
    • [FCA CF] Significant management (19 Feb 2019 to 24 Nov 2020)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Significant management (28 Feb 2018 to 18 Feb 2019)
    • [FCA CF] Material risk taker (28 Feb 2018 to 18 Feb 2019)
    • [PRA CF] Significant risk taker or Material risk taker (28 Feb 2018 to 18 Feb 2019)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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