James Edward Goodgame

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Banco Santander, S.A. (no longer approved here)
FRN 136261
- CF30 Customer (26 Jun 2012 to 9 Dec 2013)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF30 Customer (26 Jun 2012 to 9 Dec 2013)
Five Arrows Managers LLP (no longer approved here)
FRN 216145
- CF30 Customer (23 Nov 2007 to 12 Dec 2008)
- CF27 Investment Management (14 Mar 2005 to 9 Mar 2007)
JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 171847
- CF27 Investment Management (23 Aug 2004 to 13 Sep 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.