Santander Asset Management UK Limited

• Principal Place of Business

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

  Web

  https://www.santanderassetmanagement.co.uk

• Complaints Contact

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Carolan Dobson

  IRN CXD01095

  • CF1 Director (1 Dec 2001 to 15 Nov 2002)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Mar 2004)
  • CF27 Investment Management (1 Dec 2001 to 22 Feb 2004)
• Cassandra Waller

  IRN CLM01081

  • SMF1 Chief Executive (since 23 Sep 2024)
  • SMF3 Executive Director (since 15 May 2024)
  • [FCA CF] Client dealing (since 1 Sep 2023)
  • [FCA CF] Material risk taker (10 May 2024 to 26 Sep 2024)
  • [FCA CF] Significant management (1 Sep 2023 to 26 Sep 2024)
  • [FCA CF] Manager of certification employee (1 Sep 2023 to 26 Sep 2024)
• Christian Lundsteen

  IRN CXL01419

  • [FCA CF] Client dealing (since 20 Mar 2026)
• Christopher John Matonti

  IRN CJM01153

  • CF26 Customer Trading (1 Dec 2001 to 12 Apr 2002)
• Christopher Paul Willcox

  IRN CPW01054

  • CF21 Investment Adviser (19 Sep 2006 to 21 Sep 2006)
• Claire Frances Cairney

  IRN CFS01019

  • CF26 Customer Trading (1 Dec 2001 to 22 Jan 2004)
• Clare Margaret Mary Williams

  IRN CMW01079

  • CF27 Investment Management (1 Dec 2001 to 22 Feb 2004)
• Colin John Leggett

  IRN CJL01104

  • CF27 Investment Management (7 Aug 2003 to 31 May 2006)
• Colin Mathison Mackie

  IRN CMM01052

  • CF8 Apportionment and Oversight (1 Dec 2001 to 27 Sep 2002)
  • CF1 Director (1 Dec 2001 to 27 Sep 2002)
  • CF3 Chief Executive (1 Dec 2001 to 27 Sep 2002)
• Cristina Serrano Saenz De Tejada

  IRN CXS01245

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
  • CF30 Customer (15 May 2019 to 8 Dec 2019)

No changes recorded yet.