Carolan Dobson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • [FCA CF] Material risk taker (28 Nov 2023 to 8 Dec 2024)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 8 Dec 2024)
    • CF2 Non Executive Director (12 Dec 2018 to 8 Dec 2019)
  • M & G Securities Limited (no longer approved here)

    FRN 122057

    • Director of firm who is not a certification employee or a SMF manager (29 Mar 2021 to 1 Oct 2025)
    • CF2 Non Executive Director (10 Oct 2018 to 8 Dec 2019)
  • London LGPS CIV Limited (no longer approved here)

    FRN 710618

    • CF2 Non Executive Director (11 Apr 2016 to 8 Dec 2019)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF1 Director (1 Dec 2001 to 15 Nov 2002)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Mar 2004)
    • CF27 Investment Management (1 Dec 2001 to 22 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.