Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (1 Nov 2007 to 24 Aug 2012)
    • CF30 Customer (1 Nov 2007 to 24 Aug 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Nov 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (21 Sep 2006 to 31 Oct 2007)
    • CF26 Customer Trading (13 Jul 2006 to 19 Sep 2006)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 24 Aug 2012)
    • CF29 Significant management (1 Nov 2007 to 24 Aug 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Nov 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (19 Sep 2006 to 31 Oct 2007)
    • CF26 Customer Trading (13 Jul 2006 to 19 Sep 2006)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF21 Investment Adviser (19 Sep 2006 to 21 Sep 2006)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 17 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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