Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (1 Nov 2007 to 24 Aug 2012)
- CF30 Customer (1 Nov 2007 to 24 Aug 2012)
- CF16 Significant Mgt (Desgntd Investment Business) (6 Nov 2006 to 31 Oct 2007)
- CF21 Investment Adviser (21 Sep 2006 to 31 Oct 2007)
- CF26 Customer Trading (13 Jul 2006 to 19 Sep 2006)
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- CF30 Customer (1 Nov 2007 to 24 Aug 2012)
- CF29 Significant management (1 Nov 2007 to 24 Aug 2012)
- CF16 Significant Mgt (Desgntd Investment Business) (6 Nov 2006 to 31 Oct 2007)
- CF21 Investment Adviser (19 Sep 2006 to 31 Oct 2007)
- CF26 Customer Trading (13 Jul 2006 to 19 Sep 2006)
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- CF21 Investment Adviser (19 Sep 2006 to 21 Sep 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 17 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.