Santander Asset Management UK Limited

• Principal Place of Business

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

  Web

  https://www.santanderassetmanagement.co.uk

• Complaints Contact

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• DIANA TIEMY KIMURA

  IRN DTK01019

  • CF30 Customer (26 Feb 2014 to 30 Sep 2015)
• Daniel James Ford

  IRN DJF01138

  • CF30 Customer (1 Nov 2007 to 3 Oct 2018)
  • CF26 Customer Trading (12 Jun 2007 to 31 Oct 2007)
• Daniel Lessner

  IRN DXL01611

  • CF2 Non Executive Director (11 Jul 2014 to 31 Jan 2017)
• Daniel Mclaren

  IRN DXM00939

  • [FCA CF] Client dealing (since 1 Sep 2023)
• Danny Ramos

  IRN DLR01044

  • [FCA CF] Algorithmic trading (9 Dec 2019 to 31 Jan 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (14 Jun 2007 to 31 Oct 2007)
• David Arthur Hazell

  IRN DAH01185

  • CF11 Money Laundering Reporting (16 Oct 2013 to 1 Jul 2014)
  • CF10 Compliance Oversight (1 Mar 2012 to 17 May 2013)
• David Donald Wallace Smith

  IRN DDS01024

  • CF27 Investment Management (1 Dec 2001 to 22 Jan 2004)
• David Forsyth

  IRN DEF01012

  • CF27 Investment Management (1 Dec 2001 to 22 Jan 2004)
• David Gordon Adam

  IRN DGA01018

  • CF16 Significant Mgt (Desgntd Investment Business) (10 Oct 2003 to 1 Mar 2004)
  • CF27 Investment Management (1 Dec 2001 to 22 Feb 2004)
  • CF1 Director (1 Dec 2001 to 15 Nov 2002)
• David Gordon Wallace

  IRN DGW01041

  • CF13 Finance (1 Dec 2001 to 1 Aug 2002)
  • CF1 Director (1 Dec 2001 to 1 Oct 2002)

No changes recorded yet.