Santander Asset Management UK Limited

• Principal Place of Business

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

  Web

  https://www.santanderassetmanagement.co.uk

• Complaints Contact

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• David Peter Priest

  IRN DPP01033

  • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2003)
• David Whitehead

  IRN DXW01328

  • CF14 Risk Assessment (1 Dec 2001 to 20 Jun 2003)
• David William Scammell

  IRN DWS01043

  • CF30 Customer (27 Nov 2013 to 3 Oct 2018)
• David William Stewart

  IRN DWS01061

  • CF1 Director (15 Jun 2012 to 23 Jul 2014)
  • CF30 Customer (23 May 2012 to 6 Jul 2017)
• Derek Barrow

  IRN DXB00885

  • [FCA CF] Significant management (since 6 Dec 2024)
  • [FCA CF] Manager of certification employee (since 11 Jul 2024)
  • [FCA CF] Client dealing (since 1 Sep 2023)
• Derek William Grant MacLeod

  IRN DWM01050

  • CF10 Compliance Oversight (1 Dec 2001 to 30 Jun 2005)
• Dipak Mansukhlal Chouhan

  IRN DMC01179

  • CF30 Customer (23 Jun 2014 to 31 Jan 2017)
• Divya Manek

  IRN DXM02229

  • CF30 Customer (11 Aug 2014 to 30 Sep 2018)
• Donald Lamb

  IRN DXL01324

  • CF27 Investment Management (4 Oct 2004 to 9 Jun 2007)
• Donald Ramsay

  IRN DXR01172

  • CF1 Director (4 Dec 2002 to 1 Jul 2003)
  • CF14 Risk Assessment (16 Aug 2002 to 22 Sep 2003)

No changes recorded yet.