Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Columbia Threadneedle Management Limited
FRN 119230
- [FCA CF] Material risk taker (since 1 Jan 2024)
- [FCA CF] Client dealing (since 9 Oct 2023)
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Threadneedle Asset Management Limited
FRN 122194
- [FCA CF] Client dealing (since 1 Apr 2021)
- [FCA CF] Material risk taker (since 1 Apr 2021)
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Threadneedle International Limited
FRN 143014
- [FCA CF] Material risk taker (since 1 Apr 2021)
- [FCA CF] Client dealing (since 1 Apr 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2021)
- [FCA CF] Algorithmic trading (9 Dec 2019 to 31 Jan 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (14 Jun 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 1 Apr 2008)
- CF27 Investment Management (4 Oct 2004 to 31 Oct 2007)
- CF26 Customer Trading (26 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.