Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2024)
    • [FCA CF] Client dealing (since 9 Oct 2023)
    • [FCA CF] Client dealing (since 1 Apr 2021)
    • [FCA CF] Material risk taker (since 1 Apr 2021)
    • [FCA CF] Material risk taker (since 1 Apr 2021)
    • [FCA CF] Client dealing (since 1 Apr 2021)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2021)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 31 Jan 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (14 Jun 2007 to 31 Oct 2007)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF30 Customer (1 Nov 2007 to 1 Apr 2008)
    • CF27 Investment Management (4 Oct 2004 to 31 Oct 2007)
    • CF26 Customer Trading (26 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.