David Gordon Wallace

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HISCOX UNDERWRITING LTD (no longer approved here)

    FRN 308922

    • CF1 Director (AR) (14 May 2008 to 28 Feb 2011)
    • CF3 Chief Executive (AR) (14 May 2008 to 28 Feb 2011)
  • Response (Building Rewarding Relationships) Limited (no longer approved here)

    FRN 312855

    • CF3 Chief Executive (30 May 2007 to 5 Nov 2009)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF3 Chief Executive (2 Sep 2004 to 30 Jun 2005)
    • CF1 Director (2 Sep 2004 to 30 Jun 2005)
    • CF8 Apportionment and Oversight (2 Sep 2004 to 30 Jun 2005)
    • CF20 Significant Mgt (Settlements) (6 Jun 2002 to 26 Feb 2003)
    • CF13 Finance (1 Dec 2001 to 1 Aug 2002)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF17 Significant Mgt (Other Business Operations) (9 May 2003 to 30 Jun 2005)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • CF20 Significant Mgt (Settlements) (6 Jun 2002 to 26 Feb 2003)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF1 Director (1 Dec 2001 to 1 Oct 2002)
    • CF13 Finance (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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