Santander Asset Management UK Limited

• Principal Place of Business

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

  Web

  https://www.santanderassetmanagement.co.uk

• Complaints Contact

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Antony William Elliott

  IRN AWE01006

  • CF14 Risk Assessment (1 Dec 2001 to 22 Sep 2003)
• Ashley Thomas

  IRN AMT01049

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Oct 2020)
  • CF30 Customer (28 Mar 2019 to 8 Dec 2019)
• Baljinder Singh Jutla

  IRN BXJ00075

  • [FCA CF] Client dealing (23 Apr 2021 to 23 May 2024)
• Benjamin John Raybould

  IRN BXR00109

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2022)
• Brian Anthony Kilpatrick

  IRN BAK01009

  • CF30 Customer (22 Apr 2015 to 31 Jan 2017)
• Brian John Adamson

  IRN BJA01014

  • CF26 Customer Trading (1 Dec 2001 to 22 Mar 2004)
• Brian Russell Odendaal

  IRN BRO01006

  • SMF3 Executive Director (since 3 Feb 2025)
  • [FCA CF] Significant management (11 Nov 2024 to 3 Feb 2025)
  • [FCA CF] Manager of certification employee (11 Nov 2024 to 3 Feb 2025)
  • [FCA CF] Material risk taker (11 Nov 2024 to 3 Feb 2025)
• Brian Strachan

  IRN BXS00437

  • [FCA CF] Significant management (since 6 Dec 2024)
  • [FCA CF] Manager of certification employee (since 6 Dec 2024)
  • [FCA CF] Client dealing (since 1 Sep 2023)
• Caio Ghiberti

  IRN CXG01647

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2020)
  • CF30 Customer (10 Jul 2019 to 8 Dec 2019)
• Carmen Navamuel

  IRN CXN01192

  • CF28 Systems and controls (18 Sep 2009 to 15 Mar 2011)

No changes recorded yet.