Ashley Thomas

• WINTERFLOOD SECURITIES LIMITED

  FRN 141455

  • [FCA CF] Client dealing (since 17 Apr 2025)
• Schroder Investment Management Limited (no longer approved here)

  FRN 119348

  • [FCA CF] Client dealing (15 Dec 2020 to 5 Feb 2025)
• Schroder Investment Management North America Limited (no longer approved here)

  FRN 144543

  • [FCA CF] Client dealing (15 Dec 2020 to 5 Feb 2025)
• Santander Asset Management UK Limited (no longer approved here)

  FRN 122491

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Oct 2020)
  • CF30 Customer (28 Mar 2019 to 8 Dec 2019)
• Millennium Capital Partners LLP (no longer approved here)

  FRN 439327

  • CF30 Customer (28 Apr 2017 to 8 Nov 2018)
• Societe Generale (no longer approved here)

  FRN 124866

  • CF30 Customer (4 May 2012 to 6 Mar 2016)
• Daiwa Institute of Research Europe Ltd (no longer approved here)

  FRN 205898

  • Employed By (5 Sep 2008 to 8 Nov 2018)
• Daiwa Capital Markets Europe Limited (no longer approved here)

  FRN 124490

  • CF30 Customer (17 Jun 2008 to 13 Aug 2010)
• Commerzbank AG (no longer approved here)

  FRN 124920

  • CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2005)

No changes recorded yet.