Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander Asset Management UK Limited
FRN 122491
- SMF3 Executive Director (since 3 Feb 2025)
- [FCA CF] Manager of certification employee (11 Nov 2024 to 3 Feb 2025)
- [FCA CF] Material risk taker (11 Nov 2024 to 3 Feb 2025)
- [FCA CF] Significant management (11 Nov 2024 to 3 Feb 2025)
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- SMF3 Executive Director (9 Dec 2019 to 3 Dec 2021)
- CF1 Director (16 May 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (16 May 2019 to 1 Oct 2019)
- CF11 Money Laundering Reporting (16 May 2019 to 1 Oct 2019)
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- CF1 Director (11 Feb 2015 to 29 Apr 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.