Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Platform Securities LLP (no longer approved here)

    FRN 214206

    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 26 Feb 2021)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 26 Feb 2021)
    • SMF14 Senior Independent Director (9 Dec 2019 to 26 Feb 2021)
    • CF2 Non Executive Director (5 Sep 2014 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF14 Risk Assessment (1 Dec 2001 to 22 Sep 2003)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 6 Jun 2003)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF14 Risk Assessment (1 Dec 2001 to 22 Sep 2003)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF2 Non Executive Director (1 Dec 2001 to 15 May 2002)
    • CF14 Risk Assessment (1 Dec 2001 to 22 Sep 2003)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF14 Risk Assessment (1 Dec 2001 to 22 Sep 2003)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • CF14 Risk Assessment (1 Dec 2001 to 22 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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