Santander Asset Management UK Limited

• Principal Place of Business

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

  Web

  https://www.santanderassetmanagement.co.uk

• Complaints Contact

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Joan Hope McAllister

  IRN JHS01066

  • CF26 Customer Trading (18 Mar 2004 to 30 Jan 2005)
• Joanne Simpson

  IRN JXS00659

  • [FCA CF] CASS oversight function (9 Dec 2019 to 30 Sep 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2022)
• Joaquin Perez-Marsa Segurado

  IRN JXP14890

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
  • CF30 Customer (15 May 2019 to 8 Dec 2019)
• Jocelyn Dehnert

  IRN JXD02567

  • SMF9 Chair of the Governing Body (since 30 Jan 2023)
  • CF2 Non Executive Director (23 Aug 2018 to 8 Dec 2019)
• Joel Kahil

  IRN JXK01479

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2022)
  • CF30 Customer (13 Jun 2018 to 8 Dec 2019)
• John Alexander Dickson

  IRN JAD01113

  • CF27 Investment Management (1 Dec 2001 to 30 May 2003)
• John Christopher Bearman

  IRN JCB01100

  • CF30 Customer (27 Jun 2008 to 18 Nov 2011)
  • CF29 Significant management (1 Nov 2007 to 27 Jun 2008)
  • CF1 Director (7 Mar 2007 to 18 Nov 2011)
  • CF16 Significant Mgt (Desgntd Investment Business) (10 Jan 2007 to 31 Oct 2007)
• John Dennis Kelly

  IRN JDK00005

  • CF27 Investment Management (5 Nov 2003 to 1 Jun 2007)
• John Graham Allatt

  IRN JGA01025

  • CF14 Risk Assessment (1 Dec 2001 to 1 Jul 2003)
• John Joseph McGrory

  IRN JJM01097

  • CF1 Director (1 Dec 2001 to 15 Nov 2002)

No changes recorded yet.