Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2022)
    • CF30 Customer (13 Jun 2018 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 19 Jan 2009)
    • CF21 Investment Adviser (8 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.