John Dennis Kelly

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CCLA INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119281

    • [FCA CF] Client dealing (27 Oct 2020 to 31 Mar 2022)
    • [FCA CF] Functions requiring qualifications (27 Oct 2020 to 31 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (6 Jul 2007 to 31 Oct 2007)
    • CF27 Investment Management (6 Jul 2007 to 31 Oct 2007)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF27 Investment Management (5 Nov 2003 to 1 Jun 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (30 Aug 2002 to 14 Dec 2004)
    • CF27 Investment Management (10 Apr 2002 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.