Santander Asset Management UK Limited

• Principal Place of Business

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

  Web

  https://www.santanderassetmanagement.co.uk

• Complaints Contact

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• John Jung-Hun Haam

  IRN JJH01076

  • CF27 Investment Management (27 Jan 2003 to 31 Dec 2004)
  • CF21 Investment Adviser (27 Jan 2003 to 31 Dec 2004)
• John Michael Mullins

  IRN JXM03994

  • [FCA CF] Client dealing (9 Dec 2019 to 21 May 2021)
  • CF30 Customer (15 May 2018 to 8 Dec 2019)
• John Norman

  IRN JXN01280

  • CF10 Compliance Oversight (3 Jul 2008 to 5 Jul 2011)
• John Paul James Hennessy

  IRN JPH01206

  • CF14 Risk Assessment (21 Nov 2006 to 1 Jan 2007)
• John Paul Rogan

  IRN JPR01087

  • CF27 Investment Management (14 Feb 2002 to 11 May 2004)
• John Stanley Way

  IRN JSW01102

  • CF15 Internal Audit (19 Jan 2004 to 17 Jun 2005)
• John William Montgomery

  IRN JWM01144

  • [FCA CF] Client dealing (9 Dec 2019 to 16 May 2024)
  • CF30 Customer (27 Oct 2014 to 8 Dec 2019)
• Jonathan George William Banks

  IRN JXB00729

  • [FCA CF] Manager of certification employee (1 Jan 2021 to 4 Mar 2022)
• Jorge De La Vega Martinez- Atienza

  IRN JXD01690

  • CF2 Non Executive Director (16 Oct 2013 to 30 Apr 2014)
  • CF28 Systems and controls (1 Nov 2007 to 16 Oct 2013)
  • CF15 Internal Audit (16 Jun 2005 to 31 Oct 2007)
• Jose Cuervo

  IRN JXC01579

  • CF30 Customer (31 Aug 2011 to 25 Nov 2011)

No changes recorded yet.