John Norman

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (28 Jan 2019 to 20 Nov 2020)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (28 Jan 2019 to 20 Nov 2020)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • CF10 Compliance Oversight (25 Mar 2010 to 5 Jul 2011)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF10 Compliance Oversight (3 Jul 2008 to 5 Jul 2011)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF10 Compliance Oversight (3 Jul 2008 to 5 Jul 2011)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF10 Compliance Oversight (3 Jul 2008 to 5 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.