Santander Asset Management UK Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +4408000284174
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Complaints Contact
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +4408000284174
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Retail Investment Funds
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Specialist Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Murray Pearson
IRN JMP01083
- CF27 Investment Management (1 Dec 2001 to 12 Dec 2003)
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Jannette Hutchison
IRN JXH01472
- CF10 Compliance Oversight (9 May 2013 to 14 Apr 2014)
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Javier Maldonado Trinchant
IRN JXM02393
- CF2 Non Executive Director (5 Mar 2007 to 1 Nov 2007)
- CF1 Director (2 Mar 2006 to 5 Mar 2007)
- CF8 Apportionment and Oversight (2 Mar 2006 to 1 Jan 2007)
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Javier Marin Romano
IRN JXM02920
- CF2 Non Executive Director (1 Jul 2011 to 5 Jun 2013)
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Javier San Felix
IRN FJS01048
- CF2 Non Executive Director (23 Sep 2015 to 12 Sep 2016)
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Jeanette Anderson
IRN JXA01297
- CF26 Customer Trading (23 Jan 2003 to 10 Oct 2003)
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Jeffrey Conrad Scott
IRN JCS01214
- CF1 Director (14 Oct 2008 to 10 Apr 2017)
- CF3 Chief Executive (14 Oct 2008 to 10 Apr 2017)
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Jennifer Louise Chirrey
IRN JLC01043
- CF27 Investment Management (1 Dec 2001 to 22 Mar 2004)
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Jennifer Moodie
IRN JAM01417
- CF28 Systems and controls (8 Feb 2013 to 13 Jan 2015)
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Jeremy George Alexander Hall
IRN JGH01063
- CF27 Investment Management (1 Dec 2001 to 5 Dec 2003)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.