Jennifer Moodie

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 Nov 2021)
    • CF1 Director (13 Apr 2015 to 8 Dec 2019)
    • CF28 Systems and controls (8 Feb 2013 to 13 Apr 2015)
  • SANTANDER INSURANCE SERVICES UK LIMITED (no longer approved here)

    FRN 467168

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 Nov 2021)
    • CF2 Non Executive Director (15 Jun 2015 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Significant management (7 Mar 2016 to 16 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 16 Apr 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 16 Apr 2022)
    • CF28 Systems and controls (8 Feb 2013 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Significant management (7 Mar 2016 to 14 Dec 2020)
    • CF28 Systems and controls (8 Feb 2013 to 6 Mar 2016)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • [FCA CF] Significant management (7 Mar 2016 to 10 Dec 2021)
    • CF28 Systems and controls (8 Feb 2013 to 6 Mar 2016)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF28 Systems and controls (8 Feb 2013 to 13 Jan 2015)

Recent activity

Updates to this individual's record on the FCA register.

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