James Murray Pearson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2020)
    • CF30 Customer (5 Apr 2018 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (18 Oct 2005 to 31 Oct 2007)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF27 Investment Management (12 Dec 2003 to 29 Oct 2004)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF27 Investment Management (1 Dec 2001 to 12 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.