Santander Asset Management UK Limited

• Principal Place of Business

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

  Web

  https://www.santanderassetmanagement.co.uk

• Complaints Contact

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Gillian Boyd McCall

  IRN GBM01031

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Aug 2002 to 22 Feb 2004)
  • CF1 Director (1 Aug 2002 to 15 Nov 2002)
  • CF27 Investment Management (1 Aug 2002 to 22 Feb 2004)
• Gordon Anderson Fischbacher

  IRN GAF01033

  • CF27 Investment Management (1 Dec 2001 to 25 May 2004)
• Gordon Bennett

  IRN GXB01307

  • CF27 Investment Management (1 Dec 2001 to 22 Jan 2004)
• Gordon Craig Wood

  IRN GCW01017

  • CF1 Director (30 Jul 2004 to 16 Nov 2004)
  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 16 Nov 2004)
• Gordon Mackay

  IRN GAM01063

  • CF27 Investment Management (1 Dec 2001 to 22 Jan 2004)
• Graham Ashby

  IRN GJA01022

  • [FCA CF] Material risk taker (9 Dec 2019 to 23 Oct 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 23 Oct 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Oct 2020)
  • CF30 Customer (9 Feb 2015 to 8 Dec 2019)
• Graham Nicholas Edwards

  IRN GNE01005

  • CF11 Money Laundering Reporting (1 Dec 2001 to 24 Jul 2002)
• Graham Robert Pottinger

  IRN GRP01027

  • CF1 Director (1 Dec 2001 to 30 Jun 2002)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Jun 2002)
• Graham Stephen Long

  IRN GSL01034

  • CF3 Chief Executive (3 Oct 2002 to 5 Jul 2004)
  • CF16 Significant Mgt (Desgntd Investment Business) (31 May 2002 to 5 Jul 2004)
  • CF1 Director (31 May 2002 to 5 Jul 2004)
  • CF8 Apportionment and Oversight (31 May 2002 to 5 Jul 2004)
• Guy Jonathan Barton Jackson

  IRN GJJ01008

  • CF10 Compliance Oversight (12 Jul 2005 to 13 Oct 2005)

No changes recorded yet.