Graham Ashby

• Schroder Unit Trusts Limited

  FRN 197288

  • [FCA CF] Material risk taker (since 10 Jan 2023)
• Schroder Investment Management Limited

  FRN 119348

  • [FCA CF] Client dealing (since 14 Dec 2020)
  • [FCA CF] Manager of certification employee (14 Dec 2020 to 29 Mar 2023)
• Schroder Investment Management North America Limited

  FRN 144543

  • [FCA CF] Client dealing (since 14 Dec 2020)
  • [FCA CF] Manager of certification employee (14 Dec 2020 to 29 Mar 2023)
• Santander Asset Management UK Limited (no longer approved here)

  FRN 122491

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Oct 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Oct 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 23 Oct 2020)
  • CF30 Customer (9 Feb 2015 to 8 Dec 2019)
• abrdn Investments Limited (no longer approved here)

  FRN 121891

  • CF30 Customer (6 Jul 2009 to 31 Jul 2009)
• UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)

  FRN 114627

  • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
  • CF27 Investment Management (1 Oct 2007 to 31 Oct 2007)

No changes recorded yet.