Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 18 Dec 2020)
    • [FCA CF] Manager of certification employee (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • CF30 Customer (10 Sep 2018 to 8 Dec 2019)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF2 Non Executive Director (12 Aug 2003 to 5 Jul 2004)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF3 Chief Executive (3 Oct 2002 to 5 Jul 2004)
    • CF1 Director (31 May 2002 to 5 Jul 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (31 May 2002 to 5 Jul 2004)
    • CF8 Apportionment and Oversight (31 May 2002 to 5 Jul 2004)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • CF2 Non Executive Director (1 Dec 2001 to 15 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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