Santander Asset Management UK Limited

• Principal Place of Business

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

  Web

  https://www.santanderassetmanagement.co.uk

• Complaints Contact

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Hakan Salih

  IRN HXS01092

  • CF30 Customer (1 Nov 2007 to 4 Apr 2012)
  • CF27 Investment Management (2 May 2007 to 31 Oct 2007)
• Harold George Hughes

  IRN HGH01011

  • CF11 Money Laundering Reporting (25 Jul 2002 to 1 Jul 2003)
• Havard Tveit

  IRN HXT01031

  • CF30 Customer (11 Feb 2015 to 10 Oct 2018)
• Haydn Llewellyn de Winton Davies

  IRN HLD01005

  • [FCA CF] Client dealing (14 Sep 2022 to 25 Mar 2026)
  • [FCA CF] Manager of certification employee (12 May 2021 to 20 Oct 2022)
  • [FCA CF] Material risk taker (12 May 2021 to 25 Mar 2026)
• Helen Louise Dilworth

  IRN HXD00079

  • [FCA CF] Material risk taker (4 Feb 2021 to 31 Mar 2022)
• Henry Robert Dods Taylor

  IRN HRT01004

  • CF1 Director (1 Dec 2001 to 15 Nov 2002)
• Huw Robert Price

  IRN HRP01018

  • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 14 May 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 May 2021)
  • CF11 Money Laundering Reporting (6 Dec 2017 to 8 Dec 2019)
  • CF1 Director (18 Jul 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (16 May 2017 to 8 Dec 2019)
• Iain Alexander Hannah

  IRN IAH01014

  • CF27 Investment Management (1 Dec 2001 to 22 Jan 2004)
• Iain Roderick Maclean

  IRN IRM01056

  • CF27 Investment Management (5 Feb 2007 to 30 Apr 2007)
• Ian Jenkins

  IRN ISJ01012

  • CF14 Risk Assessment (22 Sep 2003 to 30 Sep 2006)

No changes recorded yet.