Santander Asset Management UK Limited

• Principal Place of Business

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

  Web

  https://www.santanderassetmanagement.co.uk

• Complaints Contact

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Ian Stuart Johnston

  IRN ISJ01006

  • CF29 Significant management (1 Nov 2007 to 31 Dec 2012)
  • CF20 Significant Mgt (Settlements) (4 Oct 2006 to 31 Oct 2007)
• Ignacio Barreras Sierra

  IRN IXB01350

  • [FCA CF] Manager of certification employee (since 20 Jan 2022)
  • [FCA CF] Material risk taker (since 20 Jan 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Jan 2013 to 8 Dec 2019)
• Issam Abedin

  IRN IXA01286

  • CF2 Non Executive Director (8 Oct 2015 to 20 Dec 2017)
• Iulita Georgieva

  IRN IXG00063

  • [FCA CF] Significant management (3 Jan 2024 to 17 May 2024)
  • [FCA CF] Material risk taker (1 Oct 2020 to 31 Mar 2022)
• Jack Gustaaf Catherina Maria Jules Treunen

  IRN JGT01086

  • CF2 Non Executive Director (17 Nov 2016 to 8 Dec 2019)
  • CF1 Director (2 Nov 2016 to 3 Nov 2016)
• Jacqueline Allison Hughes

  IRN JAH01336

  • SMF3 Executive Director (10 Jun 2022 to 19 Nov 2024)
  • SMF16 Compliance Oversight (30 Apr 2021 to 27 Nov 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (30 Apr 2021 to 27 Nov 2024)
  • [FCA CF] Material risk taker (1 Sep 2020 to 30 Apr 2021)
• Jacqueline Tsang-Barnett

  IRN JXT00751

  • SMF16 Compliance Oversight (since 3 Feb 2025)
• James Douglas Loudon

  IRN JDL01033

  • CF27 Investment Management (1 Dec 2001 to 12 Dec 2003)
• James Edward Briscoe Bevan

  IRN JEB01080

  • CF8 Apportionment and Oversight (8 Jul 2004 to 1 Sep 2006)
  • CF3 Chief Executive (8 Jul 2004 to 1 Sep 2006)
  • CF27 Investment Management (3 Sep 2003 to 6 Oct 2006)
  • CF1 Director (4 Jul 2003 to 6 Oct 2006)
  • CF16 Significant Mgt (Desgntd Investment Business) (3 Oct 2002 to 10 Apr 2006)
• James Francis Ind

  IRN JFI01002

  • [FCA CF] Significant management (since 3 Feb 2025)
  • [FCA CF] Client dealing (since 18 Jan 2024)
  • [FCA CF] Material risk taker (since 18 Jan 2024)
  • [FCA CF] Manager of certification employee (since 18 Jan 2024)

No changes recorded yet.